Joseph Almon

CRD 2899812 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Joseph C Almon; Joseph Colby Almon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (1): Colorado
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Schwab Wealth Advisory, Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Strategic Advisers LLC
Centennial, CO · IA capacity

Mar 31, 2025 → Jun 9, 2026
Fidelity Brokerage Services LLC
Greenwood Village, CO · BC capacity

Feb 12, 2021 → Jun 9, 2026
Fidelity Personal And Workplace Advisors
Greenwood Village, CO · IA capacity

Feb 26, 2021 → Mar 31, 2025
Fidelity Distributors Company LLC
Denver, CO · BC capacity

Apr 11, 2017 → Jan 12, 2021
Avant-Garde Advisors LLC
Centennail, CO · IA capacity

Jan 9, 2012 → Jun 15, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Denver, CO · IA capacity

May 12, 2010 → Dec 20, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Denver, CO · BC capacity

Feb 26, 2010 → Dec 20, 2011
Aps Partners Fund LLC
Denver, CO · IA capacity

Jan 2, 2008 → Dec 9, 2008

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2899812 ↗ FINRA BrokerCheck record for CRD 2899812 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.