Steven Hai Shi

CRD 2899856 · Wells Fargo Advisors · Dallas, TX

IA RegisteredBroker

Also appears in the source record as: Hai Shi; Steven Shi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (12): Arizona · Arkansas · California · Florida · Georgia · Hawaii · Illinois · Iowa · New Hampshire · North Carolina · Pennsylvania · Texas
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2899856 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Dallas, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Dallas, TX · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
Grapevine, TX · IA capacity

Jul 3, 2006 → Jan 3, 2011
Wells Fargo Investments, LLC
Grapevine, TX · BC capacity

Nov 6, 2003 → Jan 3, 2011
Wm Financial Services, Inc.
Irvine, CA · BC capacity

Apr 5, 2000 → Apr 11, 2003
Bank United Securities Corp.
Houston, TX · BC capacity

Mar 13, 2000 → Mar 28, 2000
Chase Investment Services Corp.
Chicago, IL · BC capacity

Mar 1, 1999 → Mar 10, 2000
Chase Securities Of Texas, Inc.
Houston, TX · BC capacity

Jul 14, 1998 → Mar 1, 1999
Metropolitan Life Insurance Company
New York, NY · BC capacity

Dec 19, 1997 → Feb 5, 1998
Metlife Securities Inc.
Springfield, MA · BC capacity

Dec 19, 1997 → Feb 5, 1998

Source & corrections

Where this page comes from

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