John A. Lindgren
Also appears in the source record as: John A Lindgren; John Algot Lindgren IV
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Inactive
- Exams passed (4)
- Series 7TOSIESeries 7Series 66
- Registered states (1)
- Indiana
- Years in the industry (source record)
- 13
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2899897 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (15)
From the source registration record · current first
-
start not retrieved → present
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Lpl Enterprise, LLCIndianapolis, IN · IA capacityNov 14, 2024 → Feb 27, 2025
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Lpl Enterprise, LLCIndianapolis, IN · BC capacityNov 14, 2024 → Feb 27, 2025
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Prudential Financial Planning ServicesIndianapolis, IN · IA capacitySep 18, 2024 → Nov 14, 2024
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Pruco Securities, LLC.Indianapolis, IN · BC capacityAug 19, 2024 → Nov 14, 2024
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedIndianapolis, IN · IA capacityMar 22, 2023 → Feb 8, 2024
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedIndianapolis, IN · BC capacityFeb 14, 2023 → Feb 8, 2024
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Stifel, Nicolaus & Company, IncorporatedIndianapolis, IN · IA capacityMay 31, 2002 → Aug 5, 2009
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Stifel, Nicolaus & Company, IncorporatedIndianapolis, IN · BC capacityMay 31, 2002 → Aug 5, 2009
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Ubs Painewebber Inc.Indianapolis, IN · IA capacityDec 16, 1999 → Jun 13, 2002
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Ubs Painewebber Inc.Weehawken, NJ · BC capacityNov 12, 1999 → Jun 13, 2002
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Natcity Insurance Services, Inc.Cleveland, OH · BC capacityJan 4, 1999 → Nov 16, 1999
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Natcity Investments, Inc.Cleveland, OH · BC capacityApr 1, 1998 → Nov 16, 1999
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Liberty Securities CorporationPurchase, NY · BC capacityAug 25, 1998 → Jan 4, 1999
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Key Investments Inc.Cleveland, OH · BC capacityJun 12, 1997 → Apr 3, 1998
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.