Ronald Todd Proctor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

SIESeries 7Series 6Series 24Series 66Series 63

Registered states (21)

Alabama · Arkansas · California · Florida · Georgia · Indiana · Kentucky · Louisiana · Michigan · Mississippi · Missouri · Nevada · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington

Years in the industry (source record)

25

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (25)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Germantown, TN · IA capacity
  start not retrieved → present
• Fidelity Brokerage Services LLCCurrent

  Germantown, TN · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  Germantown, TN · IA capacity
  Sep 18, 2020 → Mar 31, 2025
• Td Ameritrade, Inc.

  Memphis, TN · IA capacity
  Dec 11, 2018 → Jun 30, 2020
• Td Ameritrade Investment Management, LLC

  Memphis, TN · IA capacity
  Dec 11, 2018 → Jun 30, 2020
• Td Ameritrade, Inc.

  Memphis, TN · BC capacity
  Dec 6, 2018 → Jun 30, 2020
• Charles Schwab & Co., Inc.

  Germantown, TN · IA capacity
  Mar 13, 2014 → Nov 28, 2018
• Charles Schwab & Co., Inc.

  Germantown, TN · BC capacity
  Mar 13, 2014 → Nov 28, 2018
• Cetera Investment Advisers LLC

  Schaumburg, IL · IA capacity
  Jan 21, 2014 → Feb 10, 2014
• Cetera Investment Services LLC

  Germantown, TN · BC capacity
  Jan 11, 2013 → Feb 10, 2014
• Cetera Investment Services LLC

  Germantown, TN · IA capacity
  Jan 11, 2013 → Jan 21, 2014
• Morgan Stanley Smith Barney LLC

  Memphis, TN · IA capacity
  Jun 1, 2009 → Mar 11, 2011
• Morgan Stanley Smith Barney

  Memphis, TN · BC capacity
  Jun 1, 2009 → Mar 11, 2011
• Citigroup Global Markets Inc.

  Memphis, TN · IA capacity
  Jun 5, 2008 → Jun 1, 2009
• Citigroup Global Markets Inc.

  Memphis, TN · BC capacity
  May 1, 2008 → Jun 1, 2009
• Evolve Securities, Inc.

  Cordova, TN · BC capacity
  Jul 19, 2004 → Jan 30, 2007
• North Star Financial Group LLC

  Cordova, TN · IA capacity
  Jul 7, 2006 → Jul 17, 2006
• Ncf Financial Services, Inc.

  Memphis, TN · IA capacity
  Jan 8, 2004 → Jul 20, 2004
• Ncf Financial Services, Inc.

  Durham, NC · BC capacity
  Jan 15, 2003 → Jul 20, 2004
• Nbc Capital Markets Group, Inc.

  Memphis, TN · BC capacity
  Jan 9, 2001 → Dec 4, 2002
• Portfolio Trading, LLC.

  Memphis, TN · BC capacity
  Jun 30, 1999 → Jan 11, 2001
• Mutual Service Corporation

  Boston, MA · BC capacity
  Dec 21, 1997 → Nov 2, 1998
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  New York, NY · BC capacity
  Nov 6, 1997 → Nov 12, 1997
• The Equitable Life Assurance Society Of The United States

  New York, NY · BC capacity
  Jul 23, 1997 → Aug 27, 1997
• Eq Financial Consultants, Inc.

  New York, NY · BC capacity
  Jul 23, 1997 → Aug 27, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.