Jeff Johnson

CRD 2906843 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Merrillville, IN

IA RegisteredBroker

Also appears in the source record as: Jeff Johnson; Jeffery Allen Johnson; Jeffery Johnson; Jeffrey Allen Johnson; Jeffrey Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 65Series 63Series 10Series 9Series 24Series 4SIESeries 3Series 7Series 55
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Merrillville, IN · IA capacity

Oct 24, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Merrillville, IN · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
BD capacity

Jan 8, 2014 → Oct 8, 2014
Ubs Financial Services Inc.
IA capacity

Jan 8, 2014 → Oct 8, 2014
Wells Fargo Advisors, LLC
IA capacity

Oct 6, 2010 → Jan 6, 2014
Wells Fargo Advisors, LLC
BD capacity

Aug 26, 2009 → Jan 6, 2014
E*trade Securities LLC
BD capacity

Jan 4, 2007 → Sep 4, 2009
Optionsxpress, Inc.
BD capacity

Jan 3, 2006 → Jan 3, 2007
Rosenthal Global Securities LLC
BD capacity

May 25, 2005 → Oct 28, 2005
Hull Transaction Services, L.L.C.
BD capacity

Jun 29, 2001 → Oct 2, 2001
Charles Schwab & Co., Inc.
BD capacity

May 12, 2000 → Mar 21, 2001
Unified Management Corporation
BD capacity

May 3, 1999 → Mar 27, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2906843 ↗ FINRA BrokerCheck record for CRD 2906843 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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