John D Theodossakos

CRD 2910306 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Boca Raton, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 9Series 10SIESeries 31Series 7
Registered states (39): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2910306 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boca Raton, FL · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
IA capacity

Jan 5, 2007 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Dec 1, 2006 → Oct 23, 2009
Charles Schwab & Co., Inc.
IA capacity

Nov 8, 1999 → Dec 12, 2006
Charles Schwab & Co., Inc.
BD capacity

Nov 3, 1999 → Dec 12, 2006
Dean Witter Reynolds Inc.
BD capacity

Aug 6, 1997 → Jul 31, 1998

Source & corrections

Where this page comes from

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