Paul Anthony Swope

CRD 2920132 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 52TOSIESeries 3Series 7Series 10Series 9Series 53Series 4Series 24Series 66
Registered states (2): Missouri · Rhode Island
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
St. Louis, MO · IA capacity

start not retrieved → present
First Clearing, LLC
St. Louis, MO · BC capacity

Apr 21, 2016 → Nov 11, 2016
Invest Financial Corporation
Tampa, FL · IA capacity

Jan 7, 1999 → Oct 8, 2002
Invest Financial Corporation
Appleton, WI · BC capacity

Jan 1, 1999 → Oct 8, 2002
Investment Centers Of America, Inc.
Appleton, WI · BC capacity

Jan 1, 1999 → Dec 31, 2000
Raymond James & Associates, Inc.
St. Petersburg, FL · BC capacity

May 26, 1998 → Dec 23, 1998

Source & corrections

Where this page comes from

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