James Scott Chandler

CRD 2920682 · J.P. Morgan Securities LLC · Plano, TX

IA RegisteredBroker

Also appears in the source record as: James S Chandler; James Chandler; Scott Chandler

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSIESeries 7Series 10Series 9Series 12Series 4Series 53Series 24Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Plano, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Plano, TX · BC capacity

start not retrieved → present
Morgan Stanley
Dallas, TX · IA capacity

Sep 30, 2020 → Aug 30, 2022
Morgan Stanley
Dallas, TX · BC capacity

Sep 30, 2020 → Aug 30, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Dallas, TX · IA capacity

Oct 23, 2009 → Aug 31, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Dallas, TX · BC capacity

Oct 23, 2009 → Aug 31, 2020
Banc Of America Investment Services, Inc.
Dallas, TX · IA capacity

Jun 25, 2003 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Dallas, TX · BC capacity

Jun 25, 2003 → Oct 23, 2009
Banc Of America Securities LLC
New York, NY · BC capacity

Aug 19, 2002 → Jun 27, 2003
Banc Of America Securities LLC
Dallas, TX · IA capacity

Dec 31, 1997 → Jun 27, 2003
Deutsche Bank Securities Inc.
Houston, TX · IA capacity

Jan 13, 2001 → Aug 26, 2002
Deutsche Bank Securities Inc.
New York, NY · BC capacity

Jan 13, 2001 → Aug 26, 2002
Db Alex. Brown LLC
Baltimore, MD · BC capacity

Apr 18, 2000 → Jan 13, 2001
H.D. Vest Investment Securities, Inc.
Dallas, TX · BC capacity

Dec 23, 1997 → Apr 11, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2920682 ↗ FINRA BrokerCheck record for CRD 2920682 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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