Jeffrey Alan Bottorff

CRD 2921823 · Charles Schwab & Co., Inc. · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Jeff Bottorff; Jeffrey A Bottorff

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Flower Mound, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Cetera Advisor Networks LLC
Flower Mound, TX · IA capacity

Oct 16, 2018 → Apr 21, 2020
Cetera Advisor Networks LLC
El Segundo, CA · BC capacity

Oct 16, 2018 → Apr 21, 2020
Kestra Advisory Services, LLC
Austin, TX · IA capacity

Jan 3, 2017 → Sep 14, 2018
Kestra Investment Services, LLC
Austin, TX · BC capacity

Jan 3, 2017 → Sep 14, 2018
Lpl Financial LLC
Plano, TX · BC capacity

Nov 2, 2016 → Dec 7, 2016
Level Four Advisory Services
Plano, TX · IA capacity

Nov 9, 2016 → Dec 1, 2016
Guardian Investor Services LLC
New York, NY · BC capacity

Jan 29, 2002 → Feb 15, 2002
Afd, Inc.
Northbrook, IL · BC capacity

Mar 12, 2001 → Nov 15, 2001
National Planning Corporation
Los Angeles, CA · BC capacity

Dec 5, 2000 → Mar 1, 2001
1st Global Capital Corp.
Dallas, TX · BC capacity

May 12, 1999 → Jun 15, 2000
Banc One Securities Corporation
Chicago, IL · BC capacity

Jan 20, 1999 → May 19, 1999
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Sep 10, 1997 → Nov 17, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2921823 ↗ FINRA BrokerCheck record for CRD 2921823 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.