James Thomas Powell

CRD 2924761 · Wells Fargo Advisors · Richmond, VA

IA RegisteredBroker

Also appears in the source record as: Tom Powell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 52TOSIESeries 7Series 51Series 24Series 65Series 63
Registered states (7): Arkansas · Florida · Maryland · North Carolina · Ohio · Virginia · West Virginia
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2924761 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (21)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Richmond, VA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Chester, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Richmond, VA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Chester, VA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Richmond, VA · IA capacity

start not retrieved → present
Lpl Financial LLC
Midlothian, VA · IA capacity

Apr 1, 2019 → Dec 8, 2021
Lpl Financial LLC
Midlothian, VA · BC capacity

Apr 1, 2019 → Dec 8, 2021
Ftb Advisors, Inc.
Raleigh, NC · IA capacity

Jan 8, 2016 → Mar 29, 2019
Ftb Advisors, Inc.
Raleigh, NC · BC capacity

Jan 8, 2016 → Mar 29, 2019
Mml Investors Services, LLC
Glen Allen, VA · IA capacity

Mar 26, 2015 → Dec 24, 2015
Mml Investors Services, LLC
Glen Allen, VA · BC capacity

Mar 18, 2015 → Dec 24, 2015
Allstate Financial Services, LLC
Richmond, VA · BC capacity

Mar 5, 2012 → Feb 26, 2015
Allstate Financial Advisors, LLC
Richmond, VA · IA capacity

Feb 27, 2012 → Feb 26, 2015
Primevest Financial Services, Inc.
Midlothian, VA · IA capacity

Aug 16, 2005 → Aug 2, 2011
Primevest Financial Services, Inc.
Midlothian, VA · BC capacity

Aug 16, 2005 → Aug 2, 2011
First Market Advisors, Inc.
Richmond, VA · IA capacity

Jan 4, 2003 → Nov 29, 2006
Fiserv Investor Services, Inc.
Houston, TX · BC capacity

Nov 25, 2002 → Aug 17, 2005
Wachovia Securities, Inc.
Charlotte, NC · IA capacity

Mar 21, 2000 → Jun 20, 2002
Wachovia Securities, Inc.
Charlotte, NC · BC capacity

Feb 14, 2000 → Jun 15, 2002
Wachovia Brokerage Service
Winston Salem, NC · BC capacity

Jun 2, 1999 → Feb 14, 2000
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Sep 12, 1997 → Apr 27, 1999

Source & corrections

Where this page comes from

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