Kristy Ann Gonzalez

CRD 2925607 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Kristy Ann Leparski; Kristy Leparski

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 66Series 65Series 63Series 10Series 9Series 24Series 53SIESeries 7Series 52
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2925607 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · IA capacity

Feb 9, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
BD capacity

Jul 17, 2007 → Oct 23, 2009
Wells Fargo Advisors, LLC
IA capacity

Jul 17, 2007 → Oct 23, 2009
Northern Trust Securities, Inc.
BD capacity

Jul 17, 2003 → Nov 20, 2006
Goldman, Sachs & Co.
BD capacity

Aug 31, 2000 → May 9, 2002
William Blair & Company L.L.C.
BD capacity

Jun 29, 1998 → Aug 29, 2000
Olde Discount Corporation
BD capacity

Aug 28, 1997 → Jul 8, 1998

Source & corrections

Where this page comes from

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