Edwin A. Nunez

CRD 2932215 · Charles Schwab & Co., Inc. · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Ed Nunez; Edwin A Nunez; Edwin Antonio Nunez; Edwin Nunez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (11): California · Colorado · Florida · Massachusetts · Nevada · New Jersey · New Mexico · New York · Oregon · Texas · Washington
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (18)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Los Angeles, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Los Angeles, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Los Angeles, CA · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Beverly Hills, CA · BC capacity

Jan 9, 2014 → May 29, 2024
Td Ameritrade Investment Management, LLC
Beverly Hills, CA · IA capacity

Jan 13, 2014 → Sep 7, 2023
Td Ameritrade, Inc.
Beverly Hills, CA · IA capacity

Jan 13, 2014 → Oct 14, 2022
3d Asset Management, Inc.
East Hartford, CT · IA capacity

Nov 9, 2012 → Nov 22, 2013
Financial Products, LLC
New York, NY · BC capacity

Mar 16, 2011 → Oct 22, 2012
Carey Financial, LLC
New York, NY · BC capacity

Aug 30, 2010 → Oct 21, 2010
Pioneer Institutional Asset Management, Inc.
Boston, MA · IA capacity

Jul 18, 2008 → Jun 1, 2009
Pioneer Funds Distributor, Inc.
Boston, MA · BC capacity

Feb 25, 2008 → Jun 1, 2009
Fred Alger & Company, Incorporated
Jersey City, NJ · BC capacity

Feb 15, 2005 → Feb 21, 2008
Citigroup Global Markets Inc.
New York, NY · BC capacity

Oct 3, 2003 → Feb 9, 2005
Datek Online Financial Services LLC
Jersey City, NJ · BC capacity

Jan 11, 2002 → Sep 30, 2002
Prudential Securities Incorporated
New York, NY · BC capacity

Jan 25, 2001 → May 16, 2001
Kaufman Bros., L.P.
New York, NY · BC capacity

Oct 11, 1999 → Feb 12, 2001
Salomon Brothers Inc.
New York, NY · BC capacity

Jun 16, 1998 → Sep 1, 1998
D. H. Blair & Co., Inc.
New York, NY · BC capacity

Oct 24, 1997 → Dec 10, 1997

Source & corrections

Where this page comes from

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