Sidney Yves Prepetit

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (8)

SIESeries 31Series 7Series 24Series 10Series 9Series 65Series 63

Registered states (2)

Florida · Texas

Years in the industry (source record)

28

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Charles Schwab & Co., Inc.

Firm CRD

5393

SEC number

801-29938

Assets under management

Not yet retrieved from the source record

Website

www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗

Phone

415-667-7000

Firm location

San Francisco, CA, 94105

Employment history (18)

From the source registration record · current first

• Charles Schwab & Co., Inc.Current

  Orlando, FL · BC capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Orlando, FL · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Orlando, FL · IA capacity
  start not retrieved → present
• Moloney Securities Co., Inc.

  Maitland, FL · IA capacity
  Apr 21, 2011 → Nov 4, 2014
• Moloney Securities Co., Inc.

  Manchester, MO · BC capacity
  Apr 20, 2011 → Nov 4, 2014
• Lifemark Securities Corp.

  Casselberry, FL · IA capacity
  May 15, 2009 → May 5, 2011
• Lifemark Securities Corp.

  Casselberry, FL · BC capacity
  Apr 29, 2009 → May 5, 2011
• Colonial Asset Management Inc

  Winter Springs, FL · IA capacity
  Nov 28, 2007 → Apr 23, 2009
• Colonial Brokerage, Inc.

  Winter Springs, FL · BC capacity
  Feb 6, 2007 → Apr 23, 2009
• Royal Alliance Associates, Inc.

  Lakeland, FL · BC capacity
  Nov 15, 2005 → Feb 6, 2007
• H&r Block Financial Advisors, Inc.

  Detroit, MI · BC capacity
  May 6, 2003 → Nov 16, 2005
• Chase Investment Services Corp.

  Chicago, IL · BC capacity
  Mar 12, 2002 → May 15, 2003
• Dreyfus Service Corporation

  New York, NY · BC capacity
  Aug 15, 2001 → Feb 12, 2002
• Td Waterhouse Investor Services, Inc.

  Omaha, NE · BC capacity
  May 19, 1999 → Jul 31, 2001
• Dean Witter Reynolds Inc.

  Purchase, NY · BC capacity
  Oct 8, 1998 → Jan 26, 1999
• Seaboard Securities, Inc.

  Florham Park, NJ · BC capacity
  Apr 6, 1998 → Sep 3, 1998
• Josephthal & Co., Inc.

  New York, NY · BC capacity
  Mar 24, 1998 → Apr 22, 1998
• Continental Broker-Dealer Corp.

  Carle Place, NY · BC capacity
  Sep 3, 1997 → Oct 1, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.