Marc Matthew Goldstein

CRD 2932690 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 7TOSIESeries 7Series 31Series 66Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Las Vegas, NV · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Las Vegas, NV · IA capacity

start not retrieved → present
Wells Fargo Advisors, LLC
Las Vegas, NV · BC capacity

Aug 1, 2016 → Nov 8, 2016
Wells Fargo Advisors, LLC
Las Vegas, NV · IA capacity

Apr 11, 2016 → Nov 8, 2016
City National Securities, Inc.
Las Vegas, NV · BC capacity

Nov 28, 2006 → Jan 4, 2012
Citicorp Investment Services
Los Angeles, CA · IA capacity

Jan 28, 2005 → Jan 27, 2006
Citicorp Investment Services
Long Island City, NY · BC capacity

Sep 20, 2004 → Jan 27, 2006
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Sep 10, 2003 → Jun 25, 2004
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Mar 2, 1999 → May 1, 2001
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Aug 26, 1997 → Feb 17, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2932690 ↗ FINRA BrokerCheck record for CRD 2932690 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.