Kelley Patricia Sullivan

CRD 2935404 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Stuart, FL

IA RegisteredBroker

Also appears in the source record as: Kelley Sullivan Gilheney; Kelley S Gilheney; Kelley P Sullivangilheney

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (34): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2935404 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Stuart, FL · IA capacity

Sep 11, 2020 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Stuart, FL · BC capacity

start not retrieved → present
Edward Jones
IA capacity

Aug 22, 2016 → Sep 11, 2020
Edward Jones
BD capacity

Aug 19, 2016 → Sep 11, 2020
Wells Fargo Advisors, LLC
IA capacity

Nov 17, 2011 → Aug 24, 2016
Wells Fargo Advisors, LLC
BD capacity

Nov 16, 2011 → Aug 24, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → Nov 17, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 23, 2009 → Nov 17, 2011
Banc Of America Investment Services, Inc.
IA capacity

Oct 26, 2006 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2006 → Oct 23, 2009
Wachovia Securities, LLC
IA capacity

May 2, 2006 → Oct 18, 2006
Wachovia Securities, LLC
BD capacity

Aug 11, 2003 → Oct 18, 2006
Wachovia Securities, Inc.
BD capacity

Feb 14, 2000 → Aug 30, 2001
Wachovia Brokerage Service
BD capacity

Sep 26, 1997 → Feb 14, 2000

Source & corrections

Where this page comes from

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