Michael Gregory Relyea

CRD 2941317 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Michael G Relyea

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 63Series 65Series 9Series 10Series 24SIESeries 31Series 7
Registered states (34): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Iowa · Kansas · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2941317 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boca Raton, FL · IA capacity

Jun 23, 2015 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Morgan Stanley
BD capacity

Jun 1, 2009 → Jul 9, 2015
Morgan Stanley
IA capacity

Jun 1, 2009 → Jul 9, 2015
Morgan Stanley & Co. Incorporated
IA capacity

Mar 5, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Feb 27, 2009 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jan 11, 2006 → Mar 4, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 10, 2006 → Mar 4, 2009
Ameriprise Financial Services, Inc.
IA capacity

Jan 1, 1998 → Jan 9, 2006
Ids Life Insurance Company
BD capacity

Sep 9, 1997 → Jan 9, 2006
Ameriprise Financial Services, Inc.
BD capacity

Sep 9, 1997 → Jan 9, 2006

Source & corrections

Where this page comes from

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