John David Feiden

CRD 2942625 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Pennington, NJ

IA RegisteredBroker

Also appears in the source record as: John Feiden

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 24Series 10Series 9SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2942625 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pennington, NJ · IA capacity

May 3, 2018 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pennington, NJ · BC capacity

start not retrieved → present
Scottrade Investment Management
IA capacity

Jan 23, 2017 → Mar 8, 2018
Scottrade, Inc.
BD capacity

Jan 19, 2017 → Mar 8, 2018
Pnc Investments
BD capacity

Dec 22, 2011 → Jan 6, 2017
Pnc Investments
IA capacity

Dec 22, 2011 → Jan 6, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → Dec 6, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 23, 2009 → Dec 6, 2010
Banc Of America Investment Services, Inc.
BD capacity

Nov 26, 2007 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Nov 26, 2007 → Oct 23, 2009
Amerivest Investment Management, LLC
IA capacity

Apr 25, 2006 → Nov 26, 2007
Td Ameritrade, Inc.
IA capacity

Feb 12, 2004 → Nov 26, 2007
Td Ameritrade, Inc.
BD capacity

Jun 18, 1998 → Nov 26, 2007
Robert Thomas Securities, Inc
BD capacity

Nov 29, 1997 → May 14, 1998
Lt Lawrence & Co., Inc.
BD capacity

Oct 8, 1997 → Nov 24, 1997

Source & corrections

Where this page comes from

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