Anthony Walia

CRD 2951490 · Fidelity Brokerage Services LLC · Plainview, NY

IA RegisteredBroker

Also appears in the source record as: Tony Walia

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 66Series 63Series 10Series 9SIESeries 7
Registered states (10): Connecticut · Florida · Michigan · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2951490 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Plainview, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Astoria, NY · BD capacity

Apr 19, 2022 → present
Fidelity Brokerage Services LLCCurrent
Plainview, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 27, 2022 → Mar 31, 2025
Lpl Financial LLC
IA capacity

Feb 2, 2021 → Feb 2, 2022
Lpl Financial LLC
BD capacity

Feb 1, 2021 → Feb 2, 2022
Advice And Planning Services
IA capacity

Apr 27, 2015 → Nov 13, 2020
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Mar 25, 2015 → Nov 13, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → Nov 21, 2014
Banc Of America Investment Services, Inc.
BD capacity

Feb 15, 2007 → Oct 23, 2009
Citicorp Investment Services
BD capacity

Aug 4, 2004 → Dec 20, 2005
Td Waterhouse Investor Services, Inc.
BD capacity

Oct 9, 1998 → Jun 28, 2004
Ids Life Insurance Company
BD capacity

May 16, 1998 → May 21, 2001
American Express Financial Advisors Inc.
BD capacity

May 16, 1998 → Sep 25, 1998
Continental Broker-Dealer Corp.
BD capacity

Apr 8, 1998 → Jun 4, 1998

Source & corrections

Where this page comes from

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