Steven Todd Nearpass

CRD 2951976 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 57TOSIESeries 55Series 7Series 52Series 10Series 9Series 4Series 53Series 24Series 66Series 63
Registered states (2): Colorado · Texas
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Omaha, NE · BC capacity

Jul 27, 2021 → Dec 31, 2023
Td Ameritrade, Inc.
Lone Tree, CO · IA capacity

Jul 27, 2021 → Oct 14, 2022
Royal Alliance Associates, Inc.
New York, NY · IA capacity

Dec 2, 2005 → Jun 28, 2013
Royal Alliance Associates, Inc.
New York, NY · BC capacity

Nov 23, 2005 → Jun 28, 2013
Tiaa-Cref Advice And Planning Services
Denver, CO · IA capacity

Jan 26, 2005 → Nov 9, 2005
Tiaa-Cref Individual & Institutional Services, LLC
New York, NY · BC capacity

Jan 25, 2005 → Nov 9, 2005
Sunamerica Securities, Inc.
Phoenix, AZ · IA capacity

Jan 2, 2003 → Nov 5, 2004
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

Jan 27, 2000 → Nov 5, 2004
Pimco Funds Distributors LLC
New York, NY · BC capacity

Jan 28, 1999 → Aug 24, 1999
Olde Discount Corporation
Detroit, MI · BC capacity

Oct 28, 1997 → Nov 3, 1998

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.