Jon Bruce Nelson

CRD 2952033 · Charles Schwab & Co., Inc. · Chicago, IL

Broker

Also appears in the source record as: Jon Bruce Nelson Mr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (2): Illinois · New Jersey
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Randolph, NJ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Jersey City, NJ · BC capacity

Apr 22, 2006 → Jul 29, 2024
Ameritrade, Inc.
Omaha, NE · BC capacity

May 13, 2005 → Apr 22, 2006
Morgan Stanley & Co., Incorporated
New York, NY · BC capacity

Dec 8, 2003 → Apr 13, 2005
Wachovia Securities, LLC
St. Louis, MO · BC capacity

Jul 1, 2003 → Dec 17, 2003
Prudential Securities Incorporated
New York, NY · BC capacity

Mar 13, 2000 → Jul 1, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2952033 ↗ FINRA BrokerCheck record for CRD 2952033 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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