Charles B Hagel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

Series 66Series 10Series 9Series 24SIESeries 7Series 6

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

29

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Morgan Stanley

Firm CRD

149777

SEC number

801-70103

Assets under management

$2.0T as of Jun 30, 2026

Website

www.morganstanley.com ↗

Phone

914-225-5510

Firm location

Purchase, NY, 10577-2530

Employment history (22)

From the source registration record · current first

• Morgan StanleyCurrent

  Atlanta, GA · IA capacity
  Jan 10, 2024 → present
• Truist Advisory Services, Inc.

  IA capacity
  Jul 24, 2017 → Jan 2, 2024
• Truist Investment Services, Inc.

  BD capacity
  Jun 29, 2017 → Jan 2, 2024
• Voya Financial Advisors, Inc.

  IA capacity
  Jul 31, 2012 → Feb 2, 2017
• Voya Financial Partners, LLC

  BD capacity
  Jul 23, 2012 → Feb 2, 2017
• Voya Financial Advisors, Inc.

  BD capacity
  Jul 23, 2012 → Feb 2, 2017
• Voya America Equities, Inc.

  BD capacity
  Jul 23, 2012 → Feb 2, 2017
• Directed Services LLC

  BD capacity
  Jul 23, 2012 → Feb 2, 2017
• Voya Retirement Advisors, LLC

  BD capacity
  Jul 23, 2012 → Sep 30, 2016
• Voya Retirement Advisors, LLC

  IA capacity
  Jul 31, 2012 → Jan 13, 2015
• Voya Financial Partners, LLC

  IA capacity
  Jul 31, 2012 → Jan 13, 2015
• Tws Financial, LLC.

  BD capacity
  May 11, 2012 → Jul 13, 2012
• Ssn Advisory, Inc.

  IA capacity
  Mar 28, 2012 → May 14, 2012
• Securities Service Network, Inc.

  BD capacity
  Mar 22, 2012 → May 14, 2012
• Questar Asset Management, Inc.

  IA capacity
  Jun 30, 2011 → Mar 19, 2012
• Questar Capital Corporation

  BD capacity
  Jun 20, 2011 → Mar 19, 2012
• Sagepoint Financial, Inc.

  BD capacity
  Feb 22, 2011 → May 20, 2011
• Royal Alliance Associates, Inc.

  BD capacity
  Feb 22, 2011 → May 20, 2011
• Fsc Securities Corporation

  IA capacity
  Jun 22, 2007 → May 20, 2011
• Fsc Securities Corporation

  BD capacity
  Jun 12, 2007 → May 20, 2011
• Ameriprise Financial Services, Inc.

  BD capacity
  Nov 4, 1997 → Jun 13, 2007
• Ids Life Insurance Company

  BD capacity
  Nov 4, 1997 → Jul 3, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.