Richard Leishman

CRD 2954591 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Richard Neil Leishman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 3Series 7Series 10Series 9Series 63Series 65
Registered states (8): Arkansas · District Of Columbia · Maryland · Massachusetts · Oklahoma · Utah · Virginia · Washington
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Bethesda, MD · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Urbana, MD · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Bethesda, MD · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bethesda, MD · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Bethesda, MD · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Urbana, MD · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Bethesda, MD · IA capacity

start not retrieved → present
Morgan Stanley
Rockville, MD · BC capacity

Jun 26, 2012 → Apr 19, 2023
Morgan Stanley
Rockville, MD · IA capacity

Jun 22, 2012 → Apr 19, 2023
Ubs Financial Services Inc.
Bethesda, MD · IA capacity

Aug 31, 2006 → Jun 8, 2011
Ubs Financial Services Inc.
Washington, DC · BC capacity

Aug 31, 2006 → Jun 8, 2011
Banc Of America Investment Services, Inc.
Chevy Chase, MD · IA capacity

Apr 16, 2003 → Aug 8, 2006
Banc Of America Investment Services, Inc.
Chevy Chase, MD · BC capacity

Apr 16, 2003 → Aug 8, 2006
Morgan Stanley
Chevy Chase, MD · IA capacity

Jan 1, 1999 → Mar 31, 2003
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Nov 28, 1997 → Mar 31, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

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