Sara Janelle Smith
Also appears in the source record as: Sara Janelle Humphrey; Janelle Smith; Sara Janelle Turner
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (18)
- Alabama · Florida · Georgia · Illinois · Indiana · Iowa · Kentucky · Maryland · New Mexico · New York · North Carolina · Ohio · South Carolina · South Dakota · Tennessee · Texas · Virginia · Wisconsin
- Years in the industry (source record)
- 27
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (8)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Cuna Brokerage Services, Inc.Dayton, OH · IA capacitySep 14, 2007 → May 6, 2019
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Cuna Brokerage Services, Inc.Dayton, OH · BC capacitySep 14, 2007 → May 6, 2019
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Chase Investment Services Corp.Dayton, OH · IA capacityOct 31, 2005 → Aug 29, 2007
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Chase Investment Services Corp.Dayton, OH · BC capacityOct 28, 2005 → Aug 29, 2007
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Banc One Securities CorporationWest Carrollton, OH · IA capacitySep 24, 1998 → Jun 30, 2004
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Banc One Securities CorporationChicago, IL · BC capacityOct 28, 1997 → Jun 30, 2004
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.