Feriba Monis

CRD 2961084 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Woodland Hills, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 51Series 26Series 6TOSIESeries 7
Registered states (1): California
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Woodland Hills, CA · IA capacity

Oct 14, 2024 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Woodland Hills, CA · BC capacity

start not retrieved → present
U.S. Bancorp Investments, Inc.
BD capacity

Dec 2, 2022 → May 9, 2023
U.S. Bancorp Investments, Inc.
IA capacity

Dec 2, 2022 → May 9, 2023
Farmers Financial Solutions, LLC
BD capacity

Jul 12, 2021 → Nov 29, 2022
Hilltop Securities Inc.
BD capacity

May 17, 2017 → Nov 5, 2019
Hilltop Securities Inc.
IA capacity

May 17, 2017 → Nov 5, 2019
Western International Securities, Inc.
BD capacity

Jul 22, 2016 → May 26, 2017
Ameritas Investment Corp.
BD capacity

Dec 7, 2004 → Oct 4, 2005
Wm Financial Services, Inc.
BD capacity

May 1, 1998 → Jan 17, 2003
Great Western Financial Securities Corporation
BD capacity

Nov 28, 1997 → May 1, 1998

Source & corrections

Where this page comes from

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