Todd Adam Vogel

CRD 2964264 · Morgan Stanley · Wellesley, MA

IA RegisteredBroker

Also appears in the source record as: Todd Vogel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (2): Connecticut · Massachusetts
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Wellesley, MA · IA capacity

Nov 1, 2016 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 12, 2013 → Nov 10, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Dec 12, 2013 → Nov 10, 2016
Wells Fargo Funds Distributor, LLC
BD capacity

Jan 4, 2013 → Dec 2, 2013
Wells Fargo Funds Management, LLC
IA capacity

Jan 4, 2013 → Dec 2, 2013
Guardian Investor Services LLC
BD capacity

Sep 27, 2010 → Jan 4, 2013
Rbc Capital Markets Corporation
IA capacity

May 15, 2009 → Sep 22, 2010
Rbc Capital Markets Corporation
BD capacity

Mar 10, 2009 → Sep 22, 2010
Banc Of America Investment Services, Inc.
BD capacity

Feb 23, 2006 → Mar 4, 2009
Fidelity Brokerage Services LLC
BD capacity

Jan 3, 2005 → Mar 3, 2006
Fidelity Investments Institutional Services Company, Inc.
BD capacity

Nov 6, 1997 → Dec 16, 2004
National Financial Services LLC
BD capacity

Feb 5, 1999 → Apr 11, 2002

Source & corrections

Where this page comes from

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