Kirk Loberman

CRD 2968188 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 99TOSeries 52TOSIESeries 55Series 7Series 53Series 4Series 24Series 10Series 9Series 65Series 63
Registered states (1): California
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (18)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
La Jolla, CA · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
La Jolla, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
La Jolla, CA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
La Jolla, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
La Jolla, CA · IA capacity

start not retrieved → present
Axa Advisors, LLC
San Diego, CA · IA capacity

Sep 3, 2008 → Apr 23, 2019
Axa Advisors, LLC
San Diego, CA · BC capacity

Sep 3, 2008 → Apr 23, 2019
Madison Avenue Advisors, Inc.
San Diego, CA · IA capacity

Apr 9, 2007 → Nov 1, 2007
Madison Avenue Securities, Inc.
San Diego, CA · BC capacity

Apr 9, 2007 → Nov 1, 2007
First Allied Securities, Inc.
San Diego, CA · IA capacity

Jan 26, 2007 → Apr 17, 2007
First Allied Securities, Inc.
San Diego, CA · BC capacity

Jun 14, 2004 → Apr 17, 2007
Spelman & Co., Inc.
Phoenix, AZ · BC capacity

Jan 25, 2002 → May 29, 2003
Sentra Securities Corporation
Phoenix, AZ · BC capacity

Jan 25, 2002 → May 29, 2003
Princeton Daytrading, LLC.
San Diego, CA · BC capacity

Mar 7, 2001 → Jan 24, 2002
Stock USA, Inc.
El Cajon, CA · BC capacity

Jul 26, 2000 → Feb 26, 2001
Td Waterhouse Investor Services, Inc.
Omaha, NE · BC capacity

May 13, 1999 → Jul 7, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2968188 ↗ FINRA BrokerCheck record for CRD 2968188 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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