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Marcus L Carral

CRD 2968648  ·  J.P. Morgan Securities LLC  ·  Plano, TX

BrokerRegistration inactive

Also appears in the source record as: Marcus Lee Carral

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration
Active
Investment adviser registration
Inactive
Exams passed (8)
Series 99TOSIESeries 3Series 7Series 10Series 9Series 65Series 63
Registered states
Not yet retrieved from the source record
Years in the industry (source record)
26
Professional designations
Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm
J.P. Morgan Securities LLC
Firm CRD
79
SEC number
801-3702
Assets under management
$429.7B as of Jun 30, 2026
Website
wealthpartners.jpmorgan.com ↗
Phone
800-999-2000
Firm location
New York, NY, 10017

Employment history (16)

From the source registration record · current first

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2968648 ↗ FINRA BrokerCheck record for CRD 2968648 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.