Melissa Bergeron

CRD 2974007 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Melissa Mya Bergeron; Melissa May Bergeron-Vosburg; Melissa May Bergeron; Melissa Bergeron; Melisa May Smith; Melissa Smith

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 7TOSIESeries 6Series 3Series 66Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Corona, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Osaic Wealth, Inc.
Tustin, CA · IA capacity

Aug 29, 2025 → Nov 25, 2025
Osaic Wealth, Inc.
Tustin, CA · BC capacity

Aug 29, 2025 → Nov 25, 2025
Edward Jones
Rancho Mirage, CA · IA capacity

Aug 22, 2024 → Aug 26, 2025
Edward Jones
Rancho Mirage, CA · BC capacity

Aug 1, 2024 → Aug 26, 2025
Money Matters With Ken Moraif
Irvine, CA · IA capacity

Aug 26, 2015 → Feb 2, 2016
National Planning Corporation ("npc Of America" In Fl & Ny)
Los Angeles, CA · IA capacity

Mar 9, 2012 → Oct 4, 2013
National Planning Corporation
Los Angeles, CA · BC capacity

Aug 9, 2010 → Oct 4, 2013
Pacific Select Distributors, Inc.
Newport Beach, CA · BC capacity

Feb 11, 2000 → Feb 10, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2974007 ↗ FINRA BrokerCheck record for CRD 2974007 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.