Kevin J Barnett

CRD 2974364 · Captrust · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Kevin James Barnett

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 10Series 9SIESeries 7Series 6
Registered states (1): Texas
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (12)

From the source registration record · current first

Capfinancial Securities, LLC.Current
San Antonio, TX · BD capacity

Oct 5, 2019 → present
CaptrustCurrent
San Antonio, TX · IA capacity

Oct 2, 2019 → present
J.P. Morgan Securities LLC
BD capacity

May 21, 2012 → Nov 16, 2017
J.P. Morgan Securities LLC
IA capacity

May 21, 2012 → Nov 16, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 13, 2011 → Apr 17, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 13, 2011 → Apr 17, 2012
1st Global Advisors Inc
IA capacity

Oct 29, 2010 → Sep 23, 2011
1st Global Capital Corp.
BD capacity

Dec 10, 2009 → Sep 23, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 4, 2000 → Sep 18, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Aug 4, 2000 → Sep 18, 2007
Bank United Securities Corp.
BD capacity

Sep 17, 1999 → Jun 23, 2000
Fidelity Brokerage Services, Inc.
BD capacity

Dec 18, 1997 → Sep 15, 1999

Source & corrections

Where this page comes from

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