Eric Alaniz

CRD 2974976 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Eric Alaniz; Lorenzo Eric Alaniz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 55Series 7Series 24Series 66Series 63
Registered states (1): Texas
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (19)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Southlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Southlake, TX · IA capacity

start not retrieved → present
First National Advisers, LLC
Omaha, NE · IA capacity

Feb 15, 2022 → Mar 26, 2024
Madden Asset Management
Dallas, TX · IA capacity

Jan 4, 2018 → Jan 28, 2022
Cumberland Hill Capital Management LLC
Dallas, TX · IA capacity

Jan 4, 2018 → Jan 28, 2022
H.D. Vest Advisory Services, Inc
Irving, TX · IA capacity

May 2, 2017 → Dec 20, 2017
Hd Vest Investment Services
Irving, TX · BC capacity

May 2, 2017 → Dec 20, 2017
1st Global Advisors Inc
Dallas, TX · IA capacity

May 15, 2013 → Mar 8, 2017
1st Global Capital Corp.
Dallas, TX · BC capacity

Jan 3, 2013 → Mar 8, 2017
Apex Clearing Corporation
Dallas, TX · BC capacity

Jun 11, 2012 → Aug 2, 2012
Penson Financial Services, Inc.
Dallas, TX · BC capacity

Jun 9, 2008 → Aug 2, 2012
Nfp Securities, Inc.
Austin, TX · BC capacity

Sep 23, 2005 → Jan 13, 2006
Scottrade, Inc.
St. Louis, MO · BC capacity

Nov 7, 2003 → Sep 27, 2005
Cybertrader, Inc.
Austin, TX · BC capacity

Jan 27, 2000 → Dec 31, 2002
Janus Distributors, Inc.
Denver, CO · BC capacity

Mar 2, 1999 → Jan 18, 2000
Josephthal & Co., Inc.
New York, NY · BC capacity

Mar 30, 1998 → Nov 11, 1998
Crispin Koehler Securities
Tampa, FL · BC capacity

Mar 30, 1998 → Mar 31, 1998

Source & corrections

Where this page comes from

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