Mark David Mascharka

CRD 2976868 · J.P. Morgan Securities LLC · Cary, IL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (26): Alaska · Arizona · California · Colorado · Florida · Idaho · Illinois · Indiana · Iowa · Kansas · Michigan · Minnesota · Mississippi · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · South Carolina · Tennessee · Texas · Utah · Washington · Wisconsin
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2976868 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Cary, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Cary, IL · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Fox River Grove, IL · IA capacity

Jul 24, 2012 → Oct 1, 2012
Chase Investment Services Corp.
Fox River Grove, IL · BC capacity

Jul 24, 2012 → Oct 1, 2012
M&i Financial Advisors, Inc.
Janesville, WI · IA capacity

Apr 23, 2012 → Jul 18, 2012
M&i Financial Advisors, Inc
Janesville, WI · BC capacity

Sep 11, 2006 → Jul 18, 2012
M&i Investment Management Corp.
Milwaukee, WI · IA capacity

Apr 29, 2010 → Apr 19, 2012
Banc One Securities Corporation
Loves Park, IL · IA capacity

Jun 13, 2005 → Jul 6, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Aug 12, 2003 → Jul 6, 2005
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Dec 16, 1997 → Aug 21, 2003
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Dec 16, 1997 → Aug 21, 2003

Source & corrections

Where this page comes from

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