Kevin Bast

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 7Series 66Series 65Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

24

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (23)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  Tempe, AZ · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Westerville, OH · BC capacity
  start not retrieved → present
• Morgan Stanley

  Gilbert, AZ · BC capacity
  Mar 13, 2023 → Aug 14, 2023
• E*trade Capital Management, LLC

  Gilbert, AZ · IA capacity
  Feb 11, 2022 → Aug 14, 2023
• E*trade Securities LLC

  Gilbert, AZ · BC capacity
  Feb 7, 2022 → Aug 14, 2023
• Vanguard Advisers, Inc.

  Scottsdale, AZ · IA capacity
  Oct 5, 2020 → May 24, 2021
• Vanguard Marketing Corporation

  Scottsdale, AZ · BC capacity
  Oct 5, 2020 → May 24, 2021
• Td Ameritrade, Inc.

  Phoenix, AZ · IA capacity
  Mar 26, 2019 → Sep 9, 2020
• Td Ameritrade Investment Management, LLC

  Phoenix, AZ · IA capacity
  Mar 26, 2019 → Sep 9, 2020
• Td Ameritrade, Inc.

  Phoenix, AZ · BC capacity
  Mar 22, 2019 → Sep 9, 2020
• Morgan Stanley

  Gilbert, AZ · IA capacity
  Oct 4, 2018 → Mar 6, 2019
• Scottrade, Inc.

  Scottsdale, AZ · BC capacity
  Jun 17, 2014 → Mar 9, 2018
• Usaa Financial Planning Services

  Phoenix, AZ · IA capacity
  Apr 2, 2013 → Apr 15, 2014
• Usaa Financial Advisors, Inc.

  Phoenix, AZ · BC capacity
  Jan 8, 2013 → Apr 15, 2014
• Usaa Investment Management Company

  Phoenix, AZ · IA capacity
  Jan 24, 2013 → Apr 3, 2013
• Charles Schwab & Co., Inc.

  Phoenix, AZ · IA capacity
  Aug 2, 2011 → Nov 30, 2012
• Charles Schwab & Co., Inc.

  Phoenix, AZ · BC capacity
  Aug 2, 2011 → Nov 30, 2012
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Phoenix, AZ · IA capacity
  Apr 11, 2011 → Jul 6, 2011
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Phoenix, AZ · BC capacity
  Jan 26, 2011 → Jul 6, 2011
• Ftn Financial Securities Corp

  Scottsdale, AZ · BC capacity
  Feb 24, 2009 → Jan 18, 2011
• Compass Brokerage, Inc.

  Scottsdale, AZ · BC capacity
  Feb 14, 2008 → Sep 2, 2008
• Ing Funds Distributor, LLC

  Windsor, CT · BC capacity
  Mar 27, 2000 → Aug 8, 2003
• Wells Fargo Securities Inc.

  San Francisco, CA · BC capacity
  Nov 23, 1999 → Mar 29, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.