Nicole Nixon

CRD 2982183 · Morgan Stanley · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Nicole Jones

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2982183 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
San Francisco, CA · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
BD capacity

Apr 13, 2004 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Apr 13, 2004 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 18, 2002 → Mar 31, 2004
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Sep 18, 2002 → Mar 31, 2004
Robertson Stephens, Inc.
IA capacity

Sep 26, 2000 → Jul 23, 2002
Robertson Stephens, Inc.
BD capacity

Nov 1, 1999 → Jul 23, 2002
Banc Of America Securities LLC
BD capacity

Jan 9, 1998 → Sep 28, 1999

Source & corrections

Where this page comes from

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