Vickie Lane Spears

CRD 2992129 · Charles Schwab & Co., Inc. · Westlake, TX

Broker

Also appears in the source record as: Vickie Lane; Vickie Delores Lane; Vickie D Spears; Vickie Delores Spears

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (4): Series 7TOSIESeries 7Series 63
Registered states (45): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (6)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Plano, TX · BC capacity

Dec 11, 2018 → Jan 11, 2019
Tiaa-Cref Individual & Institutional Services, LLC
Lewisville, TX · BC capacity

Jun 27, 2007 → Dec 20, 2012
H.D. Vest Investment Services
Irving, TX · BC capacity

Oct 19, 2006 → May 2, 2007
Fidelity Brokerage Services, Inc.
Smithfield, RI · BC capacity

Jun 17, 1998 → Feb 2, 1999

Source & corrections

Where this page comes from

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