Gregory Neal Wallace

CRD 2993525 · Wells Fargo Advisors · Charlotte, NC

Registration inactive

Also appears in the source record as: Gregory N Wallace; Gregory Wallace

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Inactive
Exams passed (6): SIESeries 31Series 7Series 66Series 65Series 63
Registered states: Not yet retrieved from the source record
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2993525 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Truist Investment Services, Inc.
Charlotte, NC · BC capacity

Feb 17, 2021 → Nov 18, 2022
Bb&t Securities, LLC
Richmond, VA · BC capacity

Jan 2, 2018 → Feb 17, 2021
Bb&t Investment Services, Inc.
Charlotte, NC · BC capacity

Jul 18, 2017 → Jan 2, 2018
Pnc Investments
Charlotte, NC · BC capacity

Aug 26, 2014 → Mar 1, 2017
Sterne Agee Financial Services, Inc.
Kannapolis, NC · BC capacity

Feb 22, 2012 → Jul 30, 2014
Synergy Investment Group, LLC
Kannapolis, NC · BC capacity

May 26, 2010 → Mar 7, 2012
Fifth Third Securities, Inc.
Concord, NC · BC capacity

Jun 13, 2008 → Jun 2, 2010
Uvest Financial Services Group, Inc.
Harrisburg, NC · BC capacity

May 28, 2002 → Jun 16, 2008
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Apr 20, 2000 → Oct 1, 2000
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Feb 17, 1998 → Apr 19, 2000

Source & corrections

Where this page comes from

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