Brian William Guy

CRD 2995153 · Morgan Stanley · Mishawaka, IN

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (32): Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Mishawaka, IN · IA capacity

Nov 8, 2018 → present
Wells Fargo Clearing Services, LLC
BD capacity

Jan 3, 2011 → Nov 12, 2018
Wells Fargo Clearing Services, LLC
IA capacity

Jan 3, 2011 → Nov 12, 2018
Wells Fargo Investments, LLC
IA capacity

Apr 3, 2001 → Jan 3, 2011
Wells Fargo Investments, LLC
BD capacity

Dec 13, 2000 → Jan 3, 2011
Wells Fargo Brokerage Services, L.L.C.
BD capacity

Dec 14, 2000 → Aug 13, 2002
Wells Fargo Brokerage Services, L.L.C.
BD capacity

Feb 27, 1998 → Dec 13, 2000

Source & corrections

Where this page comes from

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