Janet S Williams

CRD 2996626 · Wells Fargo Advisors · Hilton Head Island, SC

IA RegisteredBroker

Also appears in the source record as: Janet Lynn Garwood Stupica; Janet L Stupica; Janet Lynn Stupica; Janet Lynn Williams

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (27): Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Maryland · Massachusetts · Michigan · Minnesota · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Virginia · West Virginia
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Hilton Head Island, SC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Hilton Head Island, SC · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hilton Head Island, SC · IA capacity

Jan 24, 2011 → Jul 6, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hilton Head Island, SC · BC capacity

Jan 21, 2011 → Jul 6, 2023
Morgan Stanley Smith Barney LLC
Hilton Head, SC · IA capacity

Jun 1, 2009 → Feb 1, 2011
Morgan Stanley Smith Barney
Hilton Head, SC · BC capacity

Jun 1, 2009 → Feb 1, 2011
Citigroup Global Markets Inc.
Hilton Head, SC · IA capacity

Apr 24, 2001 → Jun 1, 2009
Citigroup Global Markets Inc.
Hilton Head, SC · BC capacity

Mar 14, 2001 → Jun 1, 2009
The Robinson-Humphrey Company, LLC
Atlanta, GA · BC capacity

Jan 23, 1998 → Mar 29, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2996626 ↗ FINRA BrokerCheck record for CRD 2996626 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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