Stefanie R Andors

CRD 2997235 · Morgan Stanley · Jericho, NY

IA RegisteredBroker

Also appears in the source record as: Stefanie Andors

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 4Series 24SIESeries 3Series 7
Registered states (33): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Jericho, NY · IA capacity

Mar 4, 2019 → present
Ubs Financial Services Inc.
IA capacity

Aug 25, 2017 → Feb 28, 2019
Ubs Financial Services Inc.
BD capacity

Aug 23, 2017 → Feb 28, 2019
Hightower Advisors, LLC
IA capacity

Mar 25, 2013 → Aug 18, 2017
Hightower Securities, LLC
BD capacity

Mar 22, 2013 → Aug 18, 2017
Ubs Financial Services Inc.
BD capacity

Oct 3, 2012 → Apr 1, 2013
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Oct 5, 2012
Citigroup Global Markets Inc.
BD capacity

Oct 12, 2007 → Jun 1, 2009
Consolidated Portfolio Review Corp
IA capacity

Sep 29, 2006 → Sep 7, 2007
Sterling Monroe Securities, LLC
BD capacity

Jan 21, 2005 → Sep 7, 2007
Citigroup Global Markets Inc.
BD capacity

Nov 27, 2003 → Jan 13, 2005
Kedem Capital Corporation
BD capacity

Mar 26, 1998 → Dec 19, 2002

Source & corrections

Where this page comes from

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