Bryan Robert Smith

CRD 2998099 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Westport, CT

IA RegisteredBroker

Also appears in the source record as: Bryan R Smith; Bryan Smith

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 57TOSIESeries 55Series 7
Registered states (1): Connecticut
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Westport, CT · IA capacity

Apr 24, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Westport, CT · BC capacity

start not retrieved → present
Park Avenue Securities LLC
BD capacity

Jun 7, 2016 → Mar 16, 2017
Susquehanna Financial Group, Lllp
BD capacity

Jul 22, 2009 → Feb 23, 2016
Signal Hill Capital Group LLC
BD capacity

Jul 29, 2008 → Jul 22, 2009
Wachovia Capital Markets, LLC
BD capacity

Mar 20, 2006 → May 20, 2008
Thomas Weisel Partners LLC
BD capacity

Apr 11, 2001 → Mar 13, 2006

Source & corrections

Where this page comes from

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