Regina Bennett

CRD 2998595 · Wells Fargo Advisors · Woodbridge, VA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 9Series 66
Registered states (7): District Of Columbia · Florida · Iowa · Maryland · New York · Pennsylvania · Virginia
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Woodbridge, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Woodbridge, VA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Vienna, VA · IA capacity

Jun 28, 2010 → Jul 19, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Vienna, VA · BC capacity

Jun 28, 2010 → Jul 19, 2016
Banc Of America Investment Services, Inc.
Mclean, VA · IA capacity

Oct 20, 2004 → Jan 29, 2009
Banc Of America Investment Services, Inc.
Mclean, VA · BC capacity

Oct 20, 2004 → Jan 29, 2009
Quick & Reilly, Inc.
New York, NY · BC capacity

Feb 25, 2004 → Oct 20, 2004
Quick & Reilly, Inc.
Mclean, VA · IA capacity

Feb 23, 2004 → Oct 20, 2004
Ubs Financial Services Inc.
Vienna, VA · IA capacity

Sep 5, 2002 → Aug 12, 2003
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Apr 2, 2002 → Aug 12, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2998595 ↗ FINRA BrokerCheck record for CRD 2998595 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.