Andrew Aloysius Siwiec

CRD 2998770 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Pennington, NJ

IA RegisteredBroker

Also appears in the source record as: Andrew A Siwiec; Andy Siwiec; Andrew Siwiec

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 25Series 55Series 7Series 4Series 10Series 9Series 66Series 63
Registered states (1): New Jersey
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pennington, NJ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pennington, NJ · BC capacity

start not retrieved → present
Alverio, Louis Richard
New York, NY · BC capacity

Sep 26, 2002 → Feb 20, 2003
Labranche Financial Services, Inc.
New York, NY · BC capacity

Oct 26, 2001 → Nov 20, 2002
Ethos Securities Sp
Atlantic Highlands, NJ · BC capacity

Aug 30, 2001 → Oct 7, 2002
Hold Brothers On-Line Investment Services Inc.
New York, NY · BC capacity

Sep 1, 1999 → Jan 24, 2001
First Liberty Investment Group, Inc.
Philadelphia, PA · BC capacity

Apr 22, 1998 → Feb 3, 1999
Lcp Capital Corp.
Staten Island, NY · BC capacity

Apr 22, 1998 → Dec 8, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2998770 ↗ FINRA BrokerCheck record for CRD 2998770 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.