Elizabeth Rene Sandoval

CRD 3002334 · Wells Fargo Advisors · Ontario, CA

IA RegisteredBroker

Also appears in the source record as: Elizabeth Rene Brown

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (20): Arizona · California · Colorado · Florida · Idaho · Kansas · Kentucky · Louisiana · Montana · Nevada · New Hampshire · New York · Ohio · Oklahoma · Oregon · South Dakota · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3002334 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Ontario, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Fontana, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Ontario, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Fontana, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Ontario, CA · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
Rancho Cucamonga, CA · IA capacity

Aug 6, 2008 → Jan 3, 2011
Wells Fargo Investments, LLC
Rancho Cucamonga, CA · BC capacity

Aug 6, 2008 → Jan 3, 2011
Lpl Financial Corporation
Diamond Bar, CA · BC capacity

Mar 4, 2008 → Aug 12, 2008
Ifmg Securities, Inc.
Diamond Bar, CA · BC capacity

Aug 1, 2007 → Mar 4, 2008
Dfc Investor Services
Glendora, CA · BC capacity

Jan 25, 2005 → Aug 10, 2007
Invest Financial Corporation
San Bernardino, CA · IA capacity

Jul 29, 2003 → Feb 7, 2005
Invest Financial Corporation
Appleton, WI · BC capacity

Jan 2, 2003 → Feb 7, 2005
National Planning Corporation
Los Angeles, CA · BC capacity

Aug 24, 2000 → Dec 31, 2002
Jackson National Life Distributors, Inc.
Franklin, TN · BC capacity

Sep 19, 2000 → Jun 26, 2002
Equitable Distributors, Inc.
Charlotte, NC · BC capacity

Jul 31, 1998 → Jul 17, 2000
Mony Securities Corp.
New York, NY · BC capacity

May 1, 1998 → Jul 10, 1998

Source & corrections

Where this page comes from

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