John Lawrence Hogan

CRD 3003246 · Morgan Stanley · Denver, CO

IA RegisteredBroker

Also appears in the source record as: John L Hogan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 3Series 7
Registered states (22): Alabama · Arizona · California · Colorado · Connecticut · Florida · Illinois · Kansas · Massachusetts · Missouri · Montana · New York · North Carolina · Oklahoma · Oregon · South Carolina · Texas · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Denver, CO · IA capacity

Nov 20, 2013 → present
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Mar 28, 2013 → Sep 18, 2013
Wedge Securities, LLC
BD capacity

Oct 14, 2010 → Jan 30, 2013
Leerink Swann LLC
BD capacity

Apr 23, 2007 → Sep 20, 2010
Moors & Cabot, Inc.
BD capacity

Feb 23, 2006 → Sep 13, 2006
Wm Smith Securities Incorporated
BD capacity

Jun 9, 2004 → Feb 1, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 8, 1999 → Jun 25, 2003
Cibc Oppenheimer Corp.
BD capacity

Oct 26, 1998 → Mar 3, 1999
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 12, 1998 → Jun 12, 1998

Source & corrections

Where this page comes from

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