Michael Patrick Reyes

CRD 3006027 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Vienna, VA

IA RegisteredBroker

Also appears in the source record as: Michael P Reyes

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (22): Alabama · Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Maryland · Massachusetts · Michigan · Minnesota · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Texas · Virginia · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3006027 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Vienna, VA · IA capacity

Feb 18, 2016 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Vienna, VA · BC capacity

start not retrieved → present
Morgan Stanley
BD capacity

Jun 1, 2009 → Dec 22, 2015
Morgan Stanley
IA capacity

Jun 1, 2009 → Dec 22, 2015
Citigroup Global Markets Inc.
IA capacity

Mar 17, 2009 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Feb 27, 2009 → Jun 1, 2009
Ubs Financial Services Inc.
IA capacity

Sep 30, 2002 → Dec 31, 2008
Ubs Financial Services Inc.
BD capacity

Sep 27, 2002 → Dec 31, 2008
Deutsche Bank Securities Inc.
BD capacity

Jan 13, 2001 → Oct 10, 2002
Deutsche Bank Securities Inc.
IA capacity

Aug 11, 2000 → Oct 10, 2002
Db Alex. Brown LLC
BD capacity

Mar 8, 2000 → Jan 13, 2001
Capitol Securities Management, Inc.
BD capacity

Jun 17, 1999 → Nov 29, 1999
Dean Witter Reynolds Inc.
BD capacity

Sep 9, 1998 → Jun 18, 1999
Ids Life Insurance Company
BD capacity

May 29, 1998 → Jul 21, 1998
American Express Financial Advisors Inc.
BD capacity

May 29, 1998 → Jul 21, 1998

Source & corrections

Where this page comes from

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