Evan Theodore Lucas

CRD 3009738 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Evan Lucas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 7Series 25Series 66Series 63
Registered states (1): Arizona
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Vanguard Advisers, Inc.
Scottsdale, AZ · IA capacity

Oct 12, 2021 → Dec 19, 2023
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Jan 23, 2020 → Dec 19, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Chandler, AZ · BC capacity

Jan 25, 2019 → Jan 2, 2020
Lpl Financial LLC
San Diego, CA · BC capacity

Nov 28, 2005 → Sep 21, 2015
Wachovia Securities, LLC
St. Louis, MO · BC capacity

Aug 20, 2004 → Oct 4, 2005
Helfant Group, Inc.
New York, NY · BC capacity

Aug 1, 2003 → Nov 11, 2003
Kalin Associates, Inc.
Kings Point, NY · BC capacity

May 22, 2001 → Dec 3, 2001
Mark J. Muller Equities, Inc.
Carlsbad, CA · BC capacity

Mar 29, 2001 → Oct 16, 2001
Fishman & Leder, Inc.
New York, NY · BC capacity

Oct 1, 2000 → Mar 22, 2001
Sg Cowen Securities Corporation
New York, NY · BC capacity

Jul 1, 1998 → Apr 6, 2000
Cowen & Co.
New York, NY · BC capacity

May 27, 1998 → Jul 1, 1998
Carnegie Childs & Company L.L.C.
New York, NY · BC capacity

May 14, 1998 → Jun 15, 1998

Source & corrections

Where this page comes from

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