Sarah Topham Barajas

CRD 3015256 · Fidelity Brokerage Services LLC · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Sarah Marie Barajas; Sarah T Barajas; Sarah Marie Tapp; Sarah Marie Topham

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 9Series 66
Registered states (5): Arkansas · Massachusetts · Texas · Utah · Washington
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (21)

From the source registration record · current first

Strategic Advisers LLCCurrent
Austin, TX · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Austin, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Austin, TX · IA capacity

Aug 22, 2022 → Mar 31, 2025
Charles Schwab & Co., Inc.
Austin, TX · IA capacity

Jan 26, 2022 → Jun 27, 2022
Charles Schwab & Co., Inc.
Austin, TX · BC capacity

Jan 26, 2022 → Jun 27, 2022
Td Ameritrade, Inc.
Austin, TX · IA capacity

Apr 2, 2019 → Jun 27, 2022
Td Ameritrade Investment Management, LLC
Austin, TX · IA capacity

Apr 2, 2019 → Jun 27, 2022
Td Ameritrade, Inc.
Austin, TX · BC capacity

Apr 2, 2019 → Jun 27, 2022
Bbva Wealth Solutions Inc.
Austin, TX · IA capacity

Apr 6, 2018 → Mar 18, 2019
Bbva Securities Inc.
Austin, TX · BC capacity

Apr 6, 2018 → Mar 18, 2019
Cetera Investment Advisers LLC
Round Rock, TX · IA capacity

Feb 9, 2015 → Mar 26, 2018
Cetera Investment Services LLC
Round Rock, TX · BC capacity

Feb 9, 2015 → Mar 26, 2018
Lpl Financial LLC
Dripping Springs, TX · BC capacity

Jan 7, 2014 → Jan 27, 2015
Adp Broker-Dealer, Inc.
Roseland, NJ · BC capacity

Nov 7, 2011 → Jun 29, 2012
Ameriprise Financial Services, Inc.
Austin, TX · IA capacity

Oct 5, 2009 → Nov 18, 2010
Ameriprise Financial Services, Inc.
Austin, TX · BC capacity

Oct 5, 2009 → Nov 18, 2010
Ameriprise Advisor Services, Inc.
Austin, TX · IA capacity

Nov 4, 2004 → Oct 5, 2009
Ameriprise Advisor Services, Inc.
Austin, TX · BC capacity

Nov 4, 2004 → Oct 5, 2009
Banc One Securities Corporation
Austin, TX · IA capacity

Sep 15, 2003 → Nov 5, 2004
Banc One Securities Corporation
Chicago, IL · BC capacity

Sep 15, 2003 → Nov 5, 2004
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Aug 13, 2002 → Sep 8, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3015256 ↗ FINRA BrokerCheck record for CRD 3015256 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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