Patricia Michelle Fontan

CRD 3022373 · Morgan Stanley · Las Vegas, NV

IA RegisteredBroker

Also appears in the source record as: Tricia Michelle Fontan; Patricia Michelle Fontan-Sorlie

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (32): Alabama · Arizona · California · Colorado · Connecticut · Florida · Hawaii · Illinois · Iowa · Louisiana · Michigan · Minnesota · Mississippi · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · South Carolina · South Dakota · Texas · Utah · Virginia · Washington · West Virginia
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3022373 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Las Vegas, NV · IA capacity

Oct 7, 2011 → present
Wells Fargo Advisors, LLC
BD capacity

Jan 3, 2011 → Oct 10, 2011
Wells Fargo Advisors, LLC
IA capacity

Jan 3, 2011 → Oct 10, 2011
Wells Fargo Investments, LLC
IA capacity

Feb 10, 2005 → Jan 3, 2011
Wells Fargo Investments, LLC
BD capacity

Dec 13, 2000 → Jan 3, 2011
Wells Fargo Brokerage Services, L.L.C.
BD capacity

Dec 15, 2000 → Aug 20, 2002
Wells Fargo Securities Inc.
BD capacity

Mar 12, 1999 → May 7, 2001
Wells Fargo Brokerage Services, L.L.C.
BD capacity

Aug 10, 1998 → Dec 13, 2000

Source & corrections

Where this page comes from

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