Marc Stephen Thiltgen

CRD 3022616 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Marc Thiltgen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 66Series 65Series 63
Registered states (40): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Michigan · Minnesota · Missouri · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3022616 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (17)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Antonio, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Antonio, TX · IA capacity

start not retrieved → present
Usaa Investment Management Company
San Antonio, TX · IA capacity

Jan 8, 2018 → May 24, 2020
Usaa Financial Advisors, Inc.
San Antonio, TX · BC capacity

Aug 31, 2016 → May 24, 2020
Usaa Financial Planning Services
San Antonio, TX · IA capacity

Sep 1, 2016 → Jan 8, 2018
Securian Financial Services, Inc.
San Antonio, TX · IA capacity

Jul 17, 2015 → Aug 17, 2015
Securian Financial Services, Inc.
San Antonio, TX · BC capacity

May 27, 2015 → Aug 17, 2015
Monte Vista Wealth Management, Inc.
San Antonio, TX · IA capacity

Mar 14, 2014 → May 5, 2015
Beacon Financial Group
Dallas, TX · IA capacity

May 13, 2013 → Jan 17, 2014
Td Ameritrade, Inc.
Fort Worth, TX · IA capacity

Oct 8, 2008 → May 27, 2009
Amerivest Investment Management, LLC
Ft Worth, TX · IA capacity

Oct 8, 2008 → May 27, 2009
Td Ameritrade, Inc.
Fort Worth, TX · BC capacity

Sep 22, 2008 → May 27, 2009
Usaa Investment Management Company
San Antonio, TX · BC capacity

Jul 10, 1998 → Aug 11, 2003
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Mar 30, 1998 → Jun 2, 1998
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Mar 30, 1998 → Jun 2, 1998

Source & corrections

Where this page comes from

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