Christopher Huy Do

CRD 3022621 · Wells Fargo Advisors · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Christopher Huy Huy Do

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (10): Arizona · California · Colorado · Nevada · New York · North Carolina · Texas · Utah · Washington · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3022621 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Hillsborough, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Hillsborough, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Ubs Financial Services Inc.
San Francisco, CA · IA capacity

Mar 9, 2009 → May 25, 2018
Ubs Financial Services Inc.
San Francisco, CA · BC capacity

Mar 6, 2009 → May 25, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Francisco, CA · IA capacity

Dec 6, 2004 → Mar 10, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Francisco, CA · BC capacity

Dec 6, 2004 → Mar 10, 2009
Bear, Stearns & Co. Inc.
San Francisco, CA · IA capacity

Dec 4, 2001 → Nov 30, 2004
Bear, Stearns & Co. Inc.
New York, NY · BC capacity

Aug 14, 2001 → Nov 30, 2004
Limitrader Securities, Inc.
New York, NY · BC capacity

Mar 24, 2000 → Nov 17, 2000
Fimat USA, Inc.
Chicago, IL · BC capacity

Mar 18, 1998 → Jul 13, 1999

Source & corrections

Where this page comes from

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