Richard Scarpelli

CRD 3023748 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Rich Scarpelli

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 55Series 7Series 24Series 63Series 65
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

Sep 6, 2023 → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

Sep 1, 2023 → present
J.P. Morgan Private Wealth Advisors LLC
New York, NY · IA capacity

Nov 20, 2017 → Mar 20, 2025
First Republic Securities Company, LLC
New York, NY · BC capacity

Nov 20, 2017 → Sep 29, 2023
Ubs Financial Services Inc.
New York, NY · IA capacity

May 23, 2002 → Nov 27, 2017
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Mar 14, 2002 → Nov 27, 2017
Hold Brothers On-Line Investment Services Inc.
New York, NY · BC capacity

Jun 19, 2000 → Mar 11, 2002

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3023748 ↗ FINRA BrokerCheck record for CRD 3023748 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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